falsification of accounts and financial statements, and the deceitful practices towards the public in the case of Stark Corporation Public Company Limited (STARK). The SEC is also prepared to extend full
proposed revision to the terms and conditions regarding the collateral maintenance against the principal debt by allowing the issuer to redeem or return the full or partial value of the assets used as
duties as an investment consultant for a longer period, it is deemed that {A} has already served SEC’s suspension in full. Investors are strongly advised not to allow investment consultants or other
, starting from the case filing date until the date on which the full amount has been paid to the plaintiff. The case is final as decided by the Appeal Court. Deputy Secretary-General Sakkarin Ruamrangsri
to maintain the qualifications as head of audit firm or partner or equivalent position from being terminated as capital market auditor immediately as long as they proceed to rectify and resume the full
in any particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's
statement later. In case investors do not want the full prospectus, they must be given the summary of key investment information. The consultation paper can be found at https://www.sec.or.th
that company. This is to ensure that REIT receives full benefits from invested assets and that REIT can supervise and control subsidiary companies’ operations to be in compliance with the same rules
directing Pan Asia Biotechnology Co., Ltd. to cancel the purchase transactions of ordinary shares of Bangkok Rubber Saharattana Co., Ltd. and Jones & Vining (Thailand) Co., Ltd., request full refund for the
the settlement procedure (SEC News No. 87/2014), but later failed to make fine payment in full as specified by the Settlement Committee. The criminal case has thus not been regarded as settled.In this