making a cash payment and transferring money to a personal account of the serving investment consultant. Investors should make payments via payment channels and methods specified by the service provider

provide investors with more variety of investment alternatives and increase experiences in overseas investment while the service provider is required to comply with rules and practices prescribed by the

, guidelines, service provider supervision, risk management, and business continuity measures.  However, outsourcing does not discharge business operators from responsibility in the outsourced activities

where service provider is unable to perform the outsource activities; and (iii) measures to prevent conflict of interest are also required. For outsourcing to a company in corporate group which is a

Following receipt of clue information, the SEC conducted an investigation and found that since 12 January 2022, 1000X, the service provider of the website https://www.1000x.live (“1000x.live”), had

NR Instant Produce Public Company Limited (NRF), the issuer of NRF254A bond, will electronically convene the Bondholders’ Meeting No. 1/2025 on 18 February 2025 at 14.00 hours. The e-meeting contains

Phi Phi Holiday Co., Ltd., the issuer of PPH206A bond, will convene the bondholders’ electronic meeting No. 2/2566 on 28 November 2023 at 14.00 hours. Daol Securities (Thailand) Public Company

concentration risk due to investment in products of any single issuer. Under such conditions, a credit risk on any specific issuer in a term fund’s portfolio could adversely affect the net asset value of the

interest before deciding to invest. In case of IPOs, investors can access important information in the prospectus provided by the issuer or inquire securities companies. After subscription, investors should

จากหลักเกณฑ์เกี่ยวกับคุณสมบัติของผู้ออกตราสารหนี้ (issuer) และหลักเกณฑ์การนำเงินที่ได้รับจากการเสนอขายไปใช้ตามวัตถุประสงค์ที่เปิดเผยไว้ ยังมีส่วนที่ไม่ชัดเจนและมีข้อจำกัดด้านความยืดหยุ่นที่อาจกระทบ