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Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Securities and Exchange Commission No. KorNor. 10/2540 Re: Rules, Conditions and Procedures for Applying for
of the Securities and Exchange Commission No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch
Exchange Commission KorDor. 29/2540 Rules, Conditions and Procedures for Securities Borrowing and Lending (Codified as of 25/10/06) (Synopsis) 31/07/1997 19/08/1997 4. Notification of the Securities and
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 51/2561 Re: Outsourcing Function related to Business Operation to Third Party ____________________ Whereas
) Translation Securities and Exchange Commission Governing Rules, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause
circulars issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Brokerage and Dealing
______________________________________________________________________________ Remark: The rationale for issuing this Notification: As the Securities and Exchange Act (No. 4) B.E. 2551 (2008) stipulates that the issuance of rules, conditions and procedures for securities