Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Business For Which an Approval Is Required _____________________
and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Business For Which an Approval Is Required _____________________ By
regulations therein shall be the auditors who have been approved by the SEC Office; therefore, in support of such purpose, the SEC Office hereby issues the regulations on approval of foreign auditors, as
Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct ______________________ Currently, each securities company undertakes various categories of securities businesses but
approved by the SEC Office, therefore in support of such purpose, the SEC Office hereby issues the regulations on approval of auditors as follows: Clause 1 This Notification shall come into force as from 1
. SEC.Khor.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the
.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the “Contacts
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2)