executive in securities issuing companies or securities companies for specified periods, with the following details: (1) Penprapa shall pay a civil fine, a compensation in the amount equal to the benefit
information about the newly established funds through the following channels: (1) https://market.sec.or.th/public/mrap/mrapdefault.aspx (2) https://fundcheck.sec.or.th/main and (3) https://www.sec.or.th
, with the following key points: (1) Revising the requirements for business operators unable to maintain net capital: Prescribing requirements in order, starting with suspending services of specific
conditions* for the following actions, which may be deemed as entering into a contract with any one or multiple creditors for the purpose of debt restructuring that has the characteristics of debt payment
Following a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, the findings and evidence indicated that during 3 – 14 November 2022, before the inside
Following a complaint in 2023, the SEC conducted an investigation, coordinated with the DSI and found evidence that, during 2020, four directors and executives of NUSA, namely (1) Mrs. Siriya
Robertson, Head of Asia (ex-China & Japan), PRI, shared: “Following successful collaboration between the PRI, UN, and SEC Thailand in 2021 and 2022, we were delighted to continue this partnership in 2023
MACO will seek approval from the shareholders’ extraordinary meeting on 14 January 2020, for the following transactions: (1) Acquisition of 50 percent of the total shares of Hello
SEC. Therefore, it is deemed that {B} has already served SEC’s punishment in full. In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors
suspension period ends in two years, five months and seven days. In considering the appropriate administrative sanction, the SEC takes into account the following factors: the involvement and behavior of the