intermediary, no matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of the following offices: (1) domestic branch office; (2
big retail investors ; “mutual fund for institutional investor” means a mutual fund whose establishment has been approved by the SEC Office prior to the date on which this Notification comes into force
) dated 20 February 2017 (effective as from 1 March 2017). 2 big retail investors; “mutual fund for institutional investor” means a mutual fund whose establishment has been approved by the SEC Office prior
Thailand and the tax privilege are as follows: Permission to use foreign unskilled workers to work on the positions approved by the Board of Directors during the permitted period in Thailand Exemption of
instruments, depending upon the customers? risk appetite. Licensed underwriting firms will be permitted to underwrite overseas financial instruments in Thailand while other licensed business operators will be
instrument or transaction is allowed without ratio limit, and obligations by way of borrowing or repurchasing (repo) agreement is permitted at the limit of 50 percent of the NAV.A hearing on the principles of
permitted under existing regulations. In addition, asset management companies could offer multiple classes of investment units classified by currency to investors. The revision aims to facilitate more