employees’ performance of their duties. In this regard, the policies, regulations, and guidelines shall be formulated in writing, approved by the derivatives broker’s board of directors, and comply with the
the employees and conflicts of interest in the employees’ performance of their duties. In this regard, the policies, regulations, and guidelines shall be formulated in writing, approved by the
SEC Office’s approved listed, therefore, for the purpose of such appraisal, the SEC office hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 December
Bangkok, October 7, 2015 ? The Criminal Court sentenced Ratchasak Susewi, former executive of POWER-P Plc. (POWER) responsible for the company operation, for corporate fraud. Ratchasak permitted
Connected Person 11/11/2021 17:11 The Information of the connected transaction on receiving financial assistance Approved the renewal of a loan of 60 million baht with Mr.Boonsithi Chokwatana 11/11/2021 17:11
records related to the custody of client fund issued by the custodial bank, and records related to the custody of client digital assets issued by digital asset custodians permitted to provide such services
could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong
permitted as from August 15, 2014.?The global linkages in financial markets bring about challenges for private sector to seek new business alliances and income sources. The SEC facilitates issuance of new
; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make