“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should
. serves as the bondholder representative for JCK221A. The e-meeting’s agenda contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of an
serves as the bondholder representative for WGH216A. The e-meeting’s agenda contains subject matters for consideration as follows: Agenda item 1: Consideration for approval of an
Bangkok, September 23, 2013 ? The SEC is now seeking public comment on introducing an approval regime for technical analyst and the revisions of qualifications of investment analysts and investment
Sucharitakul, the SEC?s Secretary-General, revealed that the Capital Market Supervisory Board approved the revision of regulations to facilitate debt securities offerings. An approval of two year program will be
, there are two regulatory approaches for the ICO framework: a) using an exemption regime, and b) using an automatic approval regime. Investment Participation Mutual Fund Debt Equity Public offerings
supervisory framework for the use of Artificial Intelligence (AI) and Machine Learning in the Thai capital market. The framework is in line with the International Organization of Securities Commissions: IOSCO
. In response to such change, the SEC closely monitors mega trends in international markets and aims to ensure the Thai capital market regulatory framework does not impede new developments. Equity
regulations: Clause 1 In this Notification: “ regulatory sandbox ” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to
regulations: Clause 1 In this Notification: “regulatory sandbox” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to capital