Companies shall comply with the provisions concerning offerings of covered funds in the same manner as offerings under ASEAN CIS and ARFP, mutatis mutandis. - In the case where a covered management company in
. Clause 7/1. A securities company shall be a member of Thai Bond Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt
Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt securities dealing or cease to execute debt securities dealing
to the case where securities company cease the business as debt securities dealing or cease to execute debt securities dealing transactions provided that the securities company had notified to the
in the category of derivatives dealer under the law of such foreign country; provided that this is limited to the case derivatives dealer registration. Clause 3 . An applicant for derivatives business
under the law of such foreign country; provided that this is limited to the case derivatives dealer registration. 1 As added by the Notification of the Securities and Exchange Commission No. KorThor. 47
management company to exercise the voting rights in such company on his behalf, the private fund management company shall proceed as follows: (1) In case the private fund is not a provident fund, the private
customer does not authorize such private fund management company to exercise the voting rights in such company on his behalf, the private fund management company shall proceed as follows: (1) In case the
invested or held equity instruments issued by PTT Public Company Limited: (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading