in the amount of one hundred million baht or more, according to the audited financial statements for the most recent financial year; (b) having direct investment in securities or derivatives in the
characteristics: (a) having shareholders’ equity in the amount of one hundred million baht or more, according to the audited financial statements for the most recent financial year; (b) having direct investment in
business operation in the category of derivatives broker; “futures” means a contract trading on the derivatives exchange with any one or more of the following characteristics: (1) a contract in which a party
category of derivatives broker; “futures” means a contract trading on the derivatives exchange with any one or more of the following characteristics: (1) a contract in which a party is obliged to deliver the
for at least one year and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal
capital calculation, and for each time that such contract is changed; (4) keep every daily report of net liquid capital calculation and evidences using for calculating such particulars for at least one year
degree accredited by the Office of the Civil Service Commission and not less than one year of work experience; or 2. Lower than a bachelor’s degree and not less than three years of work experience; (2) An