. In this regard, the SEC has urged all investors to be more cautious in their securities trading and consider fundamental information sufficiently before making an investment decision. This will help to
clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business
trading orders when obtaining orders from clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re
, Chupong was deemed to have performed duties dishonestly. In this regard, Chupong, were deemed to have committed offences in violation Section 311 of the Securities and Exchange Act of 1992 (SEA), and
property to himself or a third party, and obtained unlawful gains for himself or another person. In this regard, they approved and ordered KC and Modern Street to sell two plots of land and purchase a plot
converting KC’s property to himself or a third party, and obtained unlawful gains for himself or another person. In this regard, they approved and ordered KC and Modern Street to sell two plots of land and