includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test and IT audit, and disclosure of key information to customers
Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
TFEX systems, storage in designated warehouses, and product tracking systems, in order to prevent products from being distributed outside the system and to ensure overall market fairness. In addition
from the dilution effect mechanism would contribute to aligning the company's organizational and/or financial structures with changing circumstances appropriately and also enhance opportunities for the
framework to facilitate cross-border offerings of a variety of fund structures to retail investors while maintaining appropriate investor protections. It was established under the auspices of the APEC Finance
structures by putting in place an ecosystem conducive to fundraising of strategic business sectors, e.g., SMEs, S-Curve, Bio-Circular-Green (BCG) as well as soft power promotion businesses*. (2) Capital market
SEC has observed that the credit rating process of inter CRAs, in certain cases—such as bonds with complex structures—differs from that of domestic credit rating agencies. In practice, inter CRAs
of systems related to water treatment systems for medical services. So far the Company still received purchase order for project of installation water treatment systems for medical services and
, the subsidiaries consist of Irving Corporation Limited has distributed products and equipment design and installation of systems related to water treatment systems for medical services. So far the