Section 102 Securities and Exchange Act B.E. 2535 Section 102. The lending of money for the purchase, sale or exchange of securities by a securities company shall be in accordance with the rules
T Money (Thailand) Company Limited During 2022 - 2023, Mr. Kitisak Jampathipphong, the former Chairman and the Chief Executive Officer of CMO Public Company Limited ("CMO"), and Mr. Kitti
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the Anti-Money Laundering Office (AMLO)’s amendment to the Anti-Money
10 years on account of deceiving several clients, falsifying documents, spending clients? money for his own interest, and using clients? trading accounts to trade securities for himself.Following a
then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client; (2) In July 2017, Nutnicha borrowed shares of
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Digital Economy and Society, the Anti-Money Laundering Office, and key capital market alliances, has launched an
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมงานมหกรรมการเงินหาดใหญ่ ครั้งที่ 15 (MONEY EXPO HATYAI 2025) จัดขึ้นระหว่างวันที่ 4 - 6 กรกฎาคม 2568 โดยนางสาวอาชินี ปัทมะสุคนธ์