, Pongsachalerm and Chaiwat?s actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act of 1992 and thus liable to
in benefits from trading of KARAT shares. Apichart?s actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and
utilizing the inside information for selling IFEC shares since 1 November 2016 till 22 December 2016, totaling 978,000 shares, through his own trading account. 11/09/2019 The Civil Court delivered a decree
institutional client s; (6) “ inside information ” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired
; (6) “inside information” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired during the course of
to the share price but not yet publicly disclosed. After Mr. Itthipat (CEO and director) and Mr. Nutchatpong (Managing Director – Business Support), knew or possessed such inside information, Mr
coordination and information sharing for law enforcement purposes. This new trilateral MOU is expected to deepen cooperation in information exchange, coordination, and the potential formation of joint task
but will also promote the formation of common definitions relating to ESG, in which investment professionals can use as reference, leading to a common understanding. This is also in line with the
financial reporting throughout the ASEAN region.? Since its formation in 2011, AARG?s efforts to enhance audit quality in the region include engaging audit firms on joint initiatives to address common