The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside
, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
companies to become more flexible, and the revision of preventive measures against leaks of inside information of investment management companies to become more suitable for the current fund management
management companies to become more flexible, and the revision of preventive measures against leaks of inside information of investment management companies to become more appropriate to the
inside information for their trading of PTG shares and assisting the commission of an offense”
evening.His action was deemed using inside information to take advantage of the others in contravention of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and thus liable to the penalty
learned of such facts from his positions at SLC.His actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act
: elements of crime will be revised to be more concise and comprehensible as well as extended to cover non-insider who traded securities by using inside information obtained from others;2) Dissemination of
Bangkok, September 13, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,652,516.19 baht on Swake Srisuchart for using inside information to purchase Power Line