Providing Services of Derivatives Agent ______________________ Clause 13 For the purpose of preventing and ceasing unfair acts or improper investments or transactions, an intermediary shall include the
of conduct, CRAs should keep in mind that the laws and regulations of the jurisdictions in which they operate vary and take precedence over the IOSCO CRA Code. These laws and regulations may include
initiating after the market closing time shall be deemed as it is initiating in the next business day. Clause 3 A derivatives broker shall at least include the following information in the confirmation
trading initiating after the market closing time shall be deemed as it is initiating in the next business day. Clause 3 A derivatives broker shall at least include the following information in the
at Makro Sathorn branch. The current existing branches include 9 large branches and 2 Dohome To Go branches. Financial Summary for the three-month period ended 30 September 2019 and 30 September 2018
Position Fixed Remuneration (Baht/month) Monthly Remuneration (Baht/month) Meeting Allowance (Baht/Meeting) Sub-Committees* Chairman - - 6,250 Member - - 5,000 Remark: * Sub-Committees include Nomination and
Client’s position may be liquidated, and the Client will be liable for any resulting loss from such liquidation . The derivatives agent may also include a forced closeout as an additional term in a Contract
include any juristic person established by a specific law with an objective to undertake businesses; Chapter 1 Appointment of Property Fund Manager ______________________ Clause 3. In appointing property
company and shall include any juristic person established by a specific law with an objective to undertake businesses; Chapter 1 Appointment of Property Fund Manager ______________________ Clause 3. In