Management Name : Miss SUWATHIP PORNSUWANNAPHA | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 02/06/2017
Management Name : Mr ROJANASAK CHOMVILAILUK | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 28/06/2016
Management Name : Miss PLOY SITTICHAISRICHART | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 02/06/2017
Management Name : Miss PLOY SITTICHAISRICHART | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 08/12/2017
Delivery of Notifications and Clarification Notes
companies, such as submission of securities trading order, clearing and settlement and delivery of securities and assets, sale and redemption of investment units, and NAV calculation. 3.2 Risk Assessment
delivery of securities and assets, sale and redemption of investment units, and NAV calculation. 3.2 Risk Assessment Companies shall conduct an assessment on risks and possibility of major operational
-Process (KYP) due diligence. This is to ensure that clients who are foreign securities companies acknowledge and understand the relevant regulations and effectively communicate these regulations to their
meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior