experts who share their views on Hong Kong fund industry landscape, the role of transfer agents, and Hong Kong tax system. The participants include fund managers, custodians, and fund distributors from 29
requirements and IT risk management system. In addition, the proposed amendments streamline licensing procedures in consistent with other securities businesses. The consultation paper is available in Thai
appropriate channel such as the SET Information System to ensure that the general public has access to such information as well. 2. Extension of deadline for submitting financial statements and the
person. In this regard, the business operator must consider the qualifications of the applicant in line with the governing regulations prior to submitting the application via SEC’s auto approval system
when in fact GGC received only partial or no delivery of the raw materials. Nevertheless, it was recorded in the company’s accounting system that the raw materials were fully delivered. In addition
system, especially big companies and financial institutions, inevitably disclose the impacts on climate in accordance with Task Force on Climate-related Financial Disclosures (TCFD) which has four main
reduction of annual fee for both appraisal company and lead appraiser; (3) Allowing the application for approval to be filed via electronic system (online), consolidating the current
the business operators have in place the system and measures to prevent such incidents from happening again. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID
program trading including the trading conditions. A key operating system compatible for the undertaking of private fund management must also be established to ensure that intermediaries will be able to
).Moreover, SEC is considering allowing asset management companies to organize meetings via electronic platforms, provided that there is a proper control system to ensure IT security for online meetings