cease. He is therefore no longer allowed to perform duties as capital market personnel. In any case, filing a criminal complaint with the DSI commences criminal justice administration whereby any person

shareholders and public investors to closely monitor and prudently study information on this matter. In case where shareholders? meeting will be held, shareholders should attend the meeting to seek clarification

complaint.In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty is under the court?s jurisdiction.  Information contained

company or personnel in the capital market throughout the period when he is still subject to the criminal complaint.In any case, filing a criminal complaint commences the criminal justice administration

ปฏิบัติตามหลักเกณฑ์เกี่ยวกับการติดต่อและให้บริการลูกค้าในผลิตภัณฑ์ที่มีความซับซ้อนหรือมีความเสี่ยงสูง และอธิบายถึงสถานการณ์เชิงลบอย่างมากที่สุดที่อาจจะเกิดขึ้นได้ (worst case scenario) ให้แก่ลูกค้าเพิ่มเติม

be given based on clear and accurate information. With uncertainty, investment analysts? view must cover both best and worst case scenarios, to prevent investors? unreasonable expectation. For listed

Thienhom, SEC Deputy Secretary-General said that "In case of using customer trading order report in substitution for order ticket, the document must be prepared according to the SEC circular No. SEC.Thor

Forum of Independent Audit Regulators (IFIAR), updates on audit regulatory initiatives, audit inspection findings and case studies in respective jurisdictions. Urgent issues in relation to shortage of

, report on offering result and periodic reports must be filed with the SEC after closing period of offerings. In case of private placement, more relaxed regulations will apply.?Debt securities have gained

. However, to ensure smooth operation of asset management companies and existing property funds, the companies may set up a new property fund and, in case of existing property funds, issue new units so as to