Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator

25 persons, with the Department of Special Investigation (DSI) for jointly committing fraudulent acts, misappropriating the company's assets and seeking unlawful gains, which has caused damage to IEC

make a provision for bad debt amounted to 15.2 mil. baht. Further investigation to determine the actual loss is under way. 2) Exchange loss amounted to 5.3 mil. baht incurred from the foreign currency

(SETLink) by 19 December 2024. Earlier, the SEC filed a criminal complaint against former directors and executives of NUSA with the Department of Special Investigation (DSI)* for colluding to dishonestly

According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval

complaint against 10 individuals with the Department of Special Investigation (DSI) on account of fabricating STARK financial statements, disclosing false information in the registration statement for

complaint by the SEC is only the beginning of the criminal enforcement process. As to whether any persons are offenders shall be subject to the investigation of the inquiry official, the prosecution of the

Center via Hotline 1207 or through SEC Office Facebook Page or SEC Live Chat on the SEC website for further in-depth investigation.______________________ Remark:  * SEC News No. 125/2021 headlined

According to the referral from the Stock Exchange of Thailand (SET) in April 2024 and the SEC’s further investigation, it was found that on 22 January 2024 at 14.00 hours, JKN, led by Jakkaphong, CEO

The SEC’s examination has revealed that GIFT’s 2021 annual financial statements showed a significant decline in performance, prompting a detailed investigation. The findings revealed that during 2019