Clause 10(3) and (4), as the case may be, the SEC Office shall be empowered to carry out one or more of the following acts instead of, or in addition to, the actions that have been taken: (1) to determine
which causes a movement or change in the client’s assets for a consecutive period of one year or longer, the securities company shall send a report on the client’s assets as of the last business day of
consecutive period of one year or longer, the securities company shall send a report on the client’s assets as of the last business day of the month when the one year period expires to the client at least once
lower amount between the total amount of securities purchased and the total amount of securities sold within a one-year period, divided by the average NAV of the mutual fund in the same period. The mutual
trading in the mutual fund’s portfolio over a period. The calculation is based on the lower amount between the total amount of securities purchased and the total amount of securities sold within a one-year
optimization. AIS reported a net profit of Bt29,086mn, increasing 12% YoY reflecting an improved operating performance, and a one-time gain from FX. 4Q23 & FY23 MD&A Advanced Info Service Plc. 2 FY23 Operational
from the 1st day of January of the following year. In case an approval to be which one of investment analyst, investment consultant or investment planner has been granted and the period of such approval