Bangkok, May 26, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover
Bangkok, May 23, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover
trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a
flexibility for asset management business; broaden business opportunities; and provide a wider variety of investment choices for investors which contribute the development in Thai capital market. In this regard
. In this regard, the SEC has urged all investors to be more cautious in their securities trading and consider fundamental information sufficiently before making an investment decision. This will help to
clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business
trading orders when obtaining orders from clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re