, lectured on the SEC’s supervisory approach in 2024, as well as key principles from the risk management handbook and expectations for significant systems of securities companies, created by the SEC and
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
management of information technology systems as well as the security of the information system is an essential issue in order to prevent the risks that may occur from cyber threats. Therefore, SEC has
The Siam Commercial Bank Public Company Limited The Siam Commercial Bank Public Company Limited, a financial advisor appointed as the preparer of the offer document of Jasmine Telecom Systems Public
Telecom Systems Public Company Limited (“JTS”) played a part in being the supporter of Mr.Pete Bodharamik’s offence that are failing to prepare and submit (1) a report on the total number of shares held in
as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of
Mr. Pete Bodharamik On December 22, 2015 to February 8, 2017 Mr. Pete Bodharamik acquired of Jasmine Telecom Systems Public Company Limited (“JTS”) shares held by Mr. Krirkrai Tribunyatkul and Mr
procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of
with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems
with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems