than two months from the day following the date of recording; however, in the case there is a complaint of the customer relating to such tape recording during such period, it shall be kept until the end
complaint filed by the SEC Office; or having been subject to any legal proceeding following the criminal complaint initiated by the SEC Office; or having been sentenced to imprisonment by the court’s final
customer’s complaint relating to the giving of advice or placing of orders whose proceeding has not been completed within such period, the record of such advice or order shall be kept until the handling of
, should there be any customer’s complaint relating to the giving of advice or placing of orders whose proceeding has not been completed within such period, the record of such advice or order shall be kept
สงสัย สามารถติดต่อหรือสอบถามเพิ่มเติมมายังสำนักงาน ก.ล.ต. ได้ที่หมายเลขโทรศัพท์ 1207 หรืออีเมลมาที่ complaint@sec.or.th หมายเหตุ * พระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์ พ.ศ. 2535 พระราชบัญญัติสัญญาซื้อ
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