monitoring listed companies? performance, the SEC did not grant further extension of deadlines for AIE and AI as requested. In this regard, AIE and AI must submit the said financial statements urgently. For
director of any issuing and listed company. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty will be proceeded by
unlicensed broker-dealer securities business under the names of Benson Dupont Capital Management and Morgan Pacific, which sold shares of five listed companies in the U.S. to investors benefitting from trading
cases of listed companies offering shares or share warrants, the allotment to the related persons is permitted with disclosure of details on the allotment in notice calling for shareholders? meeting to
funds for accredited investors (AIs) investing in securities listed on the exchanges in the Greater Mekong Sub-region (GMS) and mutual fund without derivatives investment limit. The SEC also urged the
infrastructure trust publicly offered, at least 70 percent of its investment must be in the projects having commercial revenues and the units must be listed on the Stock Exchange of Thailand. For infrastructure
สุจริตกุล เลขาธิการ ก.ล.ต. เปิดเผยว่า ?คณะกรรมการกำกับตลาดทุน มีมติเห็นชอบการปรับปรุงหลักเกณฑ์เกี่ยวกับคุณสมบัติของบริษัทนอกตลาดหลักทรัพย์ (non-listed company) ที่จะยื่นคำขออนุญาตเสนอขายหลักทรัพย์ที่ออก
working groups: (1) Connectivity Working Group (CWG), which includes initiatives: the development of ASEAN Indices, the implementation of the ASEAN Diamonds initiative to identify high‑potential listed
for tracking fund flows; and enhancing transparency and auditability through the disclosure of material information by listed companies.Accordingly, the SEC will continue to closely monitor