unfair securities trading practices are also listed as a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), the SEC has reported the case to the AMLO for consideration of further
misconduct was deemed taking an unfair advantage of other persons in violation of Section 241 and liable to penalties under Section 296 of the Securities and Exchange Act. The Criminal Fining Committee has
learned of such facts from his positions at SLC.His actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act
imposed fines on the aiders. (Details in the SEC News Release No.79/2010 and 91/2010). ?Share price manipulation is unfair trading. It damages confidence of investors and all stakeholders in the capital
the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999).Note:* SEC News No. 334/2025 dated 25 December 2025 “SEC imposes civil
action within its authority, as the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999). Note
statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further action within its authority, as the unfair securities trading misconduct constitutes
registered with the Thailand Securities Depository Co., Ltd. (TSD). (3) Prescribing measures to temporarily suspend transactions where such transactions may involve taking unfair advantage or may cause
within its authority, as the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999). Note:SEC News No. 146/2025 dated 12 June 2025“SEC