in charge of Accounting and Finance of ICHI, knew the inside information related to ICHI's financial statement year 2016, which would show a decline in the net earnings resulting from net operating
Mr. Warot’s authorized access to the draft financial statements in the EY information system and the inside information given to him by Ms. Jeeraporn, who was assistant auditor holding the senior
) dealing in securities as specified in (3); (3) underwriting of securities as specified in (3). “applicant” means person applying for securities business license under this Ministerial Regulation
’ Representatives. "insiders of issuer who issues underlying shares" means persons who are in the position with possible access to inside information of the issuer who issues underlying shares due to the structure of
variables as prescribed by the Office; (4) “ applicant ” means a person applying for derivatives business license under this Notification; (5) “ commercial bank ” means any commercial bank in accordance with
prescribed by the Office; (4) “applicant” means a person applying for derivatives business license under this Notification; (5) “commercial bank” means any commercial bank in accordance with law on commercial
second largest major shareholder at the time, had known the inside information that a subsidiary of Central Retail Corporation Public Company Limited (CRC) was in the process of acquiring all securities
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients
have supported an upward trend of the BKI share price. He disclosed such inside information to other persons who purchased BKI shares during February 24, 2014 - February 25, 2014 before the information