SEC Office hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 October 2015, except for Clause 10, Clause 11 and Clause 12(2)(3) and (4), which shall come
within 30 December 2018; (2) a company which is newly established to apply for the agricultural derivatives business license , except the companies under (1). Clause 4 An applicant shall be granted the
within 30 December 2018; (2) a company which is newly established to apply for the agricultural derivatives business license, except the companies under (1). 1 As amended by the Notification of the
and they are showing better results in Q4 2019. Except for the many one-time provisions made this year, the Company’s overall performance going forward should be on the mend. Yours sincerely, Mr. Yeap
beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has ended. Clause 5. An internal control
transactions of customers have beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has
years from the date the particulars or transactions of customers have beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from
which it receives the request with complete and accurate documents in full, except in cases where it is necessary to consider additional facts and the Office has informed the securities company of such