from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
the information technology governance policy, which contains at least the following requirements: (a) conduct internal audit and operation review, systematically; (b) correct deviation and follow up the
information technology governance policy, which contains at least the following requirements: (a) conduct internal audit and operation review, systematically; (b) correct deviation and follow up the result of
เป็นประโยชน์กับผู้ใช้งานสูงสุด ทุกความคิดเห็นของท่านมีคุณค่า ตอบแบบสอบถาม ปิด Home Our services Products Changes User manual Contact us Sign in Sign up About us SEC API (SEC Application Program Interface
in order to stabilize the financial system. Nevertheless, as the COVID-19 situation has shown no clear sign of improvement and may persist throughout the first half of this year or beyond, pending the
, 2018 Company name : KCM PERFECT HOUSE CO., LTD. Business type : Real estate Registered capital : 14,000,000 Baht Paid-up capital : 5,600,000 Baht Par value : 100 Baht per share Investment : 5,599,880
(1) to disclose information related to investments in the Notes to the Financial Statements up until the period with the investment proportion lower than 40 percent of the total assets; (3
www.sec.or.th or sign up for SEC Check First application, available on IOS and Android platforms.For inquiries or tips on suspicious acts, please call SEC Help Center 24-hour Hotline at 1207 for further
regulations.* For example:• Shareholders’ equity falls below 50 percent of the paid-up capital with discount on share capital deducted;• Filing a rehabilitation petition under the Bankruptcy Act and the Court
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to