Bangkok, November 26, 2014 - The SEC revealed that the Settlement Committee fined {A} {B} and {C}, as principal, along with two aiders and abettors, namely {D} and {E} for using inside information to
Mr. Yinganan Wongsiridej Mr. Yinganan, while he was a fund manager of the Sala@Sathorn Property Fund (SSPF), knew inside information that there was an offer from one company to purchase the main
utilizing the inside information for selling IFEC shares on 4 November 2016, totaling 10,153,186 shares, through his own trading account. 22/12/2020 The Appeal Court has rendered a judgement opposing the
buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary
(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016
and TFG-W1 by using inside information concerning TFG’s operating results for the first quarter of 2559 or the second quarter of 2559,as the case may be, that had not been generally disclosed to the
offense. The purchases of UOB8TF units in both cases were done before the inside information was publicly disclosed through SET on 7 March 2016, and the sales thereof generated profits or averaged out
Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Jajjai Dhammarungruang and Ms. Benjamas Dhammarungruang, for using inside information to sell shares of
Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on Mr. Jajjai Dhammarungruang, Vice President and Executive Director of Modernform Group Public Company Limited (MODERN), for using inside
Foods Public Company Limited (TIPCO) using inside information known or in possession. The two offenders are required to pay a total fine of 4,970,880 baht and are prohibited from serving as directors