, please press submit to continue‛ ใหค้ลิกปุ่ม Submit เพื่อส่งขอ้มูล 2.10. ถา้ไม่พบขอ้ผดิพลาดในการส่งขอ้มูลระบบจะแสดงขอ้ความ ‘Your submitted report passed validation process.’ ใหค้ลิก Continue เพื่อส้ินสุด
shall be: (1) a securities company which obtains a securities business license type A or is in a process of applying for such license; (2) securities companies other than the securities company under (1
securities business license type A or is in a process of applying for such license; (2) securities companies other than the securities company under (1) which obtain a securities business license in the
internal control or the compliance and information management system, nor being in the process of amending thereof, unless granted an exemption from the SEC Office. (Details of the matters subject to
) any business operator, which has not been permitted to operate business yet in any particular category, given the SEC Office’s ongoing process of inspection before operating business, shall be exempt
application process changing materially, and the SEC Office has passed such preparedness; (2) maintaining qualifications and keeping its characteristics as demonstrated in Clause 4 throughout undertaking
qualification demonstrated in the application process changing materially, and the SEC Office has passed such preparedness; (2) maintaining qualifications and keeping its characteristics as demonstrated in Clause