16/05/1992 3. Notification of Capital Market Supervisory Board TorNor 77/2552 Rules, Conditions, and Procedures for Liquidation of Mutual Funds as a result of Merger or Amalgamation of Mutual
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this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person
the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of
exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council
The SEC is proposing the rules and procedures under the draft Securities and Exchange Act (SEA) (No…) B.E. …., which has been considered by the National Legislative Council. The draft SEA prescribes
Bangkok, 12 February 2024 – The Securities and Exchange Commission (SEC), in collaboration with the Thai Bond Market Association (ThaiBMA), has developed a standardized sample of a bondholders
Framework, issuers planning to offer or list equity or plain debt securities can expect a shorter time-to-market and faster access to capital across signatory countries through a streamlined review process.In
instrument for fundraising and financial management. The project encourages SMEs to make use of the capital market to access diverse fund resources for business expansion and management in preparation for the