Bangkok, September 6, 2016 ? The SEC and the Asian Development Bank (ADB) have recently co-hosted an international seminar titled, ?FinTech in Capital Market: New Ecosystem for Market Based Financing Development & Financial Inclusion,? featuring the latest developments in crowdfunding, blockchain, big data, cybersecurity, and case studies from around the world.The seminar promoted an open discussion, exchange of views, and knowledge sharing on digital economy and financial innovations among capi...
Bangkok, March 27, 2012 ? The SEC is seeking public comments on a draft regulation requiring underwriter to develop suitability test for the sale of shares and debt securities. Suitability test will
April 26, 2012.In addition, the SEC requires PAF to report through the SET ' s electronic system within April 26, 2012 the progress following the board of directors ' resolution on November 10, 2011
Bangkok, November 7, 2013 ? The SEC, Association of Provident Fund (AOP) and Association of Investment Management Companies (AIMC) collaborated to develop an Accredited Provident Fund Committee
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, together with the SEC’s executives, notably Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson, and Miss Jomkwan Kongsakul, Deputy Secretary-General, held a meeting with the Association of Thai Securities Companies (ASCO), led by Mr. Pichet Sithi-Amnuai, Chairman, together with board members and ASCO members, comprising executives and representatives from 40 securities and deriv...
Investigation (DSI), the Ministry of Justice, to discuss situations in the stock exchange and update progress on the measures for building trust and confidence in the capital market, especially regarding strict
Bangkok, 28 June 2024 – The Securities and Exchange Commission (SEC) together with CFA Institute* and CFA Society Thailand develop Global ESG Disclosure Standards for Investment Products Handbook
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “After the Thai ESGX regulations took effect on 16 April 2025, the SEC is currently reviewing applications for the establishment of 37 Thai ESGX submitted by 19 AMCs.* We anticipate that all of these new funds will be ready for initial public offerings as scheduled on 2 May 2025. Thai ESGX will accommodate both the transfers of existing LTF units and new investments. However, transfers of LTF units can only proceed once the registration...
In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...
SEC Secretary-General Ruenvadee Suwanmongkol, SEC Assistant Secretary-General Jomkwan Kongsakul and team met Mr. Claude Marx - Director General of Luxembourg’s financial market watchdog CSSF, Ms. Daniele Berna-Ost - CSSF Secretary-General and team. Both parties achieved an agreement to arrange a cooperative framework on fintech for exchange of information involving major developments and issues on fintech supervision and oversight. This framework was similar to those CSSF agreed with capi...