foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis ; “retail client” means a client other than an institutional client; “inside information” means the

in charge of Accounting and Finance of ICHI, knew the inside information related to ICHI's financial statement year 2016, which would show a decline in the net earnings resulting from net operating

Mr. Warot Norkeo 1. During 16 February 2015 – 29 July 2016, Mr. Warot, the assistant auditor holding the manager position, used inside information on the operating results from the fourth quarter of

draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

have supported an upward trend of the BKI share price. He disclosed such inside information to other persons who purchased BKI shares during February 24, 2014 - February 25, 2014 before the information

the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the SET

total of 1.3 million share of the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial

Mr. Pinit Vongmasa From 27 October 2016 to 9 November 2016, Mr. Pinit Vongmasa, an independent director of Padaeng Industry Public Company Limited ("PDI"), utilized an inside information

Mr. Chatchala Vongmasa From 27 October 2016 to 9 November 2016, Mr. Pinit Vongmasa, an independent director of Padaeng Industry Public Company Limited ("PDI"), utilized an inside

to sell Energy Earth Public Compay Limited ("EARTH") shares and EARTH-W4 while knew or prosessed EARTH's inside information, by providing securities trading accounts of individuals