regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.

suggestions of the private sector and stakeholders who took part in the previous hearing on the governing prinicples.Key points of revision include (1) permission for mutual funds offered for sale to

} frequently failed to record his clients' securities trading orders as the same as {B} case as reported by his employer Phara Securities Plc. Both persons admitted that they took those orders via mobile phone

via internet trading accounts of the clients. In case of {B}, the SEC found that he failed to record a large number of clients' securities trading orders. {B} admitted to his employer that he took those

November 11, 2014 Charin, then PAP independent director, arranged a sale of 147,000 PAP shares in which he had a stake held in the trading account of another person. In so doing, he took advantage of the non

SEC took into consideration public comments and suggestions gathered from the previous hearing on the principles of the PO rules in October last year.The consultation paper is available at www.sec.or.th

the aforesaid revisions took place in November last year.The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website or

Department. The session was attended by 60 participants and took place at the SEC on 25 March 2026. The lectures focused on enhancing participants’ understanding of the SEC’s

attended by representatives from listed companies, including executives, internal auditors, and related professionals, and took place at the Sangvien Indravichai Auditorium, the Stock Exchange of Thailand

event took place on 8 April 2026, at the SEC Building.Mr. Anek also revealed operational statistics for the first quarter of 2026 of the Investment Scam Hotline. A total of 3,473 reports and consultations