. Watcharachai took Miss Supatchari and Mr. Sitthichai to withdraw cash from their accounts and brought cash back to Mr. Werawat. 10/06/2019 agreed to comply with civil penalties determined by the Civil Penalty

time of the offenses (before the Securities and Exchange Act (No. 5) B.E. 2559 (2016) took effect), which was deemed an offense under Section 242 and liable to the penalties under Section 296 and Section

/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5347&SearchNo= Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of

operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th

securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took

. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th/public/idisc/en/Enforce

}, capital market investment consultant, is suspended for six months.The suspensions on the investment consultants No. 1, 2 and 11 took effect on 18 October 2016, while No. 3 to 10 took effect on 21 October

. Pakorn Peetathawatchat, SET President revealed: “The SET did not stand by, but took every step to make sure that investors obtain accurate and adequate information in a timely manner, e.g., following up

of the legislation, in alignment with the Memorandum of Understanding (MoU) on Personal Data Protection in the Financial Sector. The SEC took this opportunity to promote awareness of its mission and

goal of fostering capital growth in ASEAN and Japan. Additionally, she shared insights related to Thailand’s developments at the Asia High-level Financial Regulators' Forum. These events took place on