trading account in purchasing TFG’s share or purchasing TFG’s share and TFG-W1 by using inside information concerning TFG’s operating results for the second quarter of 2559 that had not been generally
Pimwan Thareratanavibool Miss Pimwan Thareratanavibool, Managing Director and Director of AIE: As a person knowing or possessing inside information, she sold AIE shares through her own trading
6 1/1 สรปุการเปลีย่นแปลง 1. เพิม่ใหจ้ดัท ำ (1) รำยงำนรำยละเอยีดของหลกัทรัพยแ์ละทรัพยส์นิทีท่กุกองทนุรวมโครงสรำ้งพืน้ฐำนลงทนุหรอืมไีว ้ โดยสง่เป็น file เดยีวกนัรวมกบัรำยงำน ดังกลำ่วของกองทนุรวม กอง
the qualifications under (2), (3), (4) and (5) of the first paragraph. Chapter 2 Application of License and Issuance of Derivatives Business License Clause 10 An applicant shall file an application with
only upon meeting the qualifications under (2), (3), (4) and (5) of the first paragraph. 6 Chapter 2 Application of License and Issuance of Derivatives Business License Clause 10 An applicant shall file
/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the
Limited (TIES*), and his aider Ms. Ornsiree Chinkamtornwong, for using inside information to sell the company?s shares. Following the SET?s referral, the SEC?s further investigation revealed that Assavin
STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI
with Mr. Rahul Jain use the inside information to buy 258,200 PTL shares in Mr. Rahul’s securities trading account on March 17, 2016 (2) uses the information on PTL’s performance in the consolidated