procedures prescribed by the Office. The Office shall grant permission to a management company to establish a branch office provided that the management company meets the following criteria: (1) The management
Office in accordance with the forms and procedures prescribed by the Office. The Office shall grant permission to a management company to establish a branch office provided that the management company
Clause 4/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt
virtue of (1) The second paragraph of Clause 4/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and
: Rules, Conditions and Procedures for Securities Underwriting _____________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E.2535 (1992) as amended by the Securities and
procedures to determine the validity of such service providing was found. In case of another company, his observation and random count of physical inventories found discrepancy between the outstanding balance
Eastern Power Group Public Company Limited (EP) convened the Bondholders’ Meeting No. 3/2025 on 2 September 2025 but did not meet the quorum requirement under the terms and conditions. Therefore
statements, earlier extended to May 31, 2012. Previously, the SEC ordered PRO to rectify its 2011 financial statements due to the limitation of audit scope by the company?s management on the matters concerning
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL