. By committing such act which gained him more than 42 million baht in benefits, {A} was deemed to have performed duties dishonestly. In addition to him, {B} and {C} were also involved in the act as
Miss Thanyaporn Chansakulporn at the time of committing the offense); (7) Mr. Sorawit Chansakulporn; and (8) Mrs. Suda Khunchak had jointly committed the offense by separating duties in order for
from investment scams, especially those that occur through online platforms. As an IOSCO member, the SEC is committed to fully supporting the implementation of IOSCO's initiative, and believes that it
The Roadmap, whose development involved consultations with various stakeholders, ranging from issuers, institutional investors, information providers and ESG-related organisations via the ACMF
.2535 (1992) and may be found to have committed an offence under Section 281/2 of the same act, in which case, the SEC will not hesitate to take action pursuant to its authority and mandate.According
committed to the fair balance of developments and innovations on one side and appropriate investor protection on the other. In this regard, the SEC implements the oversight principle of “same activity, same
benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such
property to reserve for its expansion projects regarding the committed growth and sustained profitable on such investment to all shareholders as per attached information memorandum regarding the connected
regarding the prices or trading volumes of such shares, and involved a series of continuous trading orders, with the intention to cause the share prices or the trading volumes to be inconsistent with normal
volume of such shares, and involved a series of continuous trading orders, with the intention to cause the share prices or trading volume to be inconsistent with the normal market conditions. The