prohibited characteristics under Clause 5(1) to (3), the SEC Office shall revoke the approval; (2) in case of the second category of prohibited characteristics under Clause 5(4) or (5), the SEC Office shall
refrain from undertaking within the specified time. If any registered derivatives business operator fails to comply with the order, the SEC Office has the power to revoke the registration of derivatives
the power to revoke the registration of derivatives business operator. In case where the SEC Office knows that the cause of not maintain the 3 Amended by the Notification of the Securities and Exchange
) in case of prohibited characteristics in Group 1 under Clause 29 or prohibited characteristics in Group 2 under Clause 30 (1) to (3), the SEC Office shall revoke the approval; (2) in case of prohibited
precious metal derivatives brokerage license is unable to comply with the conditions as prescribed in the first paragraph, the Securities and Exchange Commission may revoke its license thereof. Chapter 4
who obtained precious metal derivatives brokerage license is unable to comply with the conditions as prescribed in the first paragraph, the Securities and Exchange Commission may revoke its license
Commission may revoke its license thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that derivatives broker limited to gold
paragraph, the Securities and Exchange Commission may revoke its license thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that