operator fails to comply with the second paragraph, or in the case of repeated non-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the
case of repeated non-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the Minister, upon the recommendation of the SEC, may order the
a accounts faster without the need of a repeated identity proofing process.Mr. Kitti Sutthiatthasil, SET Executive Vice President, Finnet Innovation Network Co., Ltd. And Head of Office of President
accounts to mislead the clients into believing that such amounts were their investment money plus benefits.Afterward, they repeated the same method by persuading the clients to continue investing in order to
one month and publicly disclosed {F}' s inappropriate behaviors in performing duties as investment consultant and keeps such reprimand record for future reference if a breach of duty is repeated.
รับทราบเง่ือนไขการลงทุน และค่าอธิบายจาก IC แล้ว (หรือสามารถสร้างระบบให้ผู้ลงทุน สอบเช็คเง่ือนไขการลงทุนได้) (2) การซื้อซ้่า (repeated sell) กองทุนรวมที่มีความเสี่ยงระดับ 1 เช่น กองทุนรวมตลาดเงิน (money
and service providing procedures to be in compliance with the provisions stipulated in Clause 5/3. In the case of repeated sale occurring with the communication and providing services of traditional
providing procedures to be in compliance with the provisions stipulated in Clause 5/3. In the case of repeated sale occurring with the communication and providing services of traditional capital market
system. The exemption provides tax equalization, eases burden and attracts individual?s investment, which will facilitate investment in listed ASEAN securities through SET trading system and thus