programs for specific client industries? 15 Do the https://www.sec.or.th/TH/Documents/Auditor/QAQR-06.xlsx Excel_Tool_Thailand_Taxonomy_ENG.xlsx thresholds. The rationale of determining these specific
person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of the same type for no apparent reason, which might indicate an
reason, which might indicate an intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to-face meeting) with staff of the
the same type for no apparent reason, which might indicate an intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to
. Notified this 12th day of March 2008. -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark : The rationale for issuing this
. Notified this 12th day of March 2008. -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark: The rationale for issuing this notification
rationale for issuing this notification is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as
Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board __________________________________________________________________ Remark: The rationale
29th day of December 2010. -signature- (Vijit Supinit) Chairman Securities and Exchange Commission Remark: The rationale for issuing this Notification is to repeal requirements related to accounting of
speech on the objectives and rationale for establishment of TRBN was given by the Minister of Finance, Uttama Savanayana .SEC Secretary-General Ruenvadee Suwanmongkok said “what SEC most expects from