signing is a good beginning for closer cooperation with regard to monitoring of businesses entering the rehabilitation or bankruptcy process. It will also strengthen enforcement efficiency and human
money laundering in order to enhance public confidence. This effort is undertaken through the integration of investigative processes among relevant authorities, enabling enforcement actions to be
As institutional investors managing large investment funds, AMCs have potential to create ripple effects and help drive Thailand towards achieving Sustainable Development Goals (SDGs) and Net Zero. They can do this by becoming responsible investors who allocate capital to businesses with good governance and sustainable operations, and by encouraging these businesses – especially those in high greenhouse gas emissions industries – to implement timely and effective climate risk measures, ref...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นเจ้าภาพและทำหน้าที่ประธานการประชุม Supervisory Directors’ Meeting และ Enforcement Directors’ Meeting ซึ่งจัดในรูปแบบ virtual meeting
joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by
state departments regarding the process of law enforcement. SEC has signed in various MOUs between relevant state departments. However, the operation requires more than a mere close cooperation, it also
The proposed amendments to the SEA are intended to prescribe supervisory legal measures, enhance the efficiency of law enforcement and examination with a view to making such processes more timely
guidelines at both the strategic and implementation levels, having developed an AI Strategy, AI Ethics, and an AI Operation Framework to ensure responsible AI adoption within the organization. The SEC has
place to prevent potential damages from listed company transactions and enhance law enforcement effectiveness by increasing the SEC’s authority in case proceedings."Over the years, the SEC has undertaken
and enhance connectivity of ASEAN capital markets across various dimensions, including sustainable finance, regulatory and enforcement cooperation, financial literacy, and the promotion of ASEAN capital