supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO
supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
, 2020, the total assets 2,413.3 Million Baht were increased 153.3 Million Baht compared with at the end of December 31, 2019 respectively. Increasing of the total assets from cash and cash equivalents
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
decrease in cash and cash equivalents. The Company’s total liabilities amounted to 1,296.67 million baht, dropped by 165.09 million baht comparing to September 30th, 2018 mainly resulting from decrease in
Status As at September 30, 2019, the Company had total assets at 4,848.78 million baht, fell by 209.27 million baht comparing to September 30, 2018, mainly due to the decrease in cash and cash equivalents
equivalents. The Company’s total liabilities amounted to 1,267.70 million baht, decreased by 194.06 million baht comparing to September 30, 2018 due to the decrease in trade and other payables following the
, increased Baht 71 million or increased 11%, comparing to 31 December 2019. This main reasons were the increase in cash and cash equivalents, inventories and other current financial assets amounted to Baht 16