rectifying the financial conditions or operations of such digital asset business operator. If the digital asset business operator fails to comply with the second paragraph, or in the case of repeated non
conditions or operations of such digital asset business operator. If the digital asset business operator fails to comply with the second paragraph, or in the case of repeated non-compliance, the
operator fails to comply with the second paragraph, or in the case of repeated non-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the
case of repeated non-compliance, the Minister, upon the recommendation of the SEC, may consider revoking its licence. In this regard, the Minister, upon the recommendation of the SEC, may order the
a accounts faster without the need of a repeated identity proofing process.Mr. Kitti Sutthiatthasil, SET Executive Vice President, Finnet Innovation Network Co., Ltd. And Head of Office of President
accounts to mislead the clients into believing that such amounts were their investment money plus benefits.Afterward, they repeated the same method by persuading the clients to continue investing in order to
securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior
รับทราบเง่ือนไขการลงทุน และค่าอธิบายจาก IC แล้ว (หรือสามารถสร้างระบบให้ผู้ลงทุน สอบเช็คเง่ือนไขการลงทุนได้) (2) การซื้อซ้่า (repeated sell) กองทุนรวมที่มีความเสี่ยงระดับ 1 เช่น กองทุนรวมตลาดเงิน (money
contact and assigned to work for the company. Such trader later sent several trading orders in the client's account without authorization or contrary to the client's orders, causing damage to the client
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients