independent from the owner of assets to be invested by REITs. Moreover, REIT trustees must have in place preventive measures or sufficient check and balance mechanism, in cases of entering into transactions
? anti-corruption leadership as they might start from setting up preventive measures and make progress to obtain Collective Action Coalition (CAC) certifications by 2015. If all financial intermediaries
SET on a continuous basis and viewed that preventive measures implemented by the SET to cope with high turnover securities trading are appropriate and responsive to current environment. Therefore
shareholders via email and publicly disclosed via the SET Information System; (2) preventive guidelines: At the board of directors’ meeting and the shareholders’ meeting, listed
protecting investors’ rights. For example, having personnel readiness and work systems related to duty performance and establishing preventive measures and effective handling of conflicts of interest
companies to become more flexible, and the revision of preventive measures against leaks of inside information of investment management companies to become more suitable for the current fund management
management companies to become more flexible, and the revision of preventive measures against leaks of inside information of investment management companies to become more appropriate to the
proactive operational risk management since January 2020 in order to cope with the emerging risk from the COVID-19 pandemic. Major initiatives can be summarized as follows: 1. Implement COVID-19 preventive
Commission OrThor. 27/2543 Re: Guidelines for the Determination of Preventive Measurement for the Usage of Inside Information for the Benefit of Securities Trading 08/12/2000 20/12/2000 2. Notification of
OrThor. 27/2543 Re: Guidelines for the Determination of Preventive Measurement for the Usage of Inside Information for the Benefit of Securities Trading 08/12/2000 20/12/2000 2. Notification of the