example, not putting the assets of private fund clients in custody of depository, allocating IPO shares to private fund clients only while allocating none to mutual funds under the company’s management

investment to deal with legitimate business operators only to ensure proper legal protection.  To protect yourself, please check list of licensees at the SEC?s website (www.sec.or.th) while list of companies

The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop

Office will list my name onto the Issuing Company’s Director and Executive Database only if there is no reasonable ground to suspect that I have any characteristics indicating untrustworthiness; 2. Listing

untrustworthiness; and (c) I hereby acknowledge that - 1. The SEC Office will list my name onto the Issuing Company’s Director and Executive Database only if there is no reasonable ground to suspect that I have any

basis, the executive shall take such position at only one securities company. Clause 3. In applying for approval under Clause 2 , a securities company intending to obtain approval shall submit an

executive directors. As a result, only directors’ remuneration is mentioned in the Company’s regulations. The Board of Directors’ Meeting No. 9/2010, held on 29th September 2010, consequently approved the

executive directors. As a result, only directors’ remuneration is mentioned in the Company’s regulations. The Board of Directors’ Meeting No. 9/2010, held on 29th September 2010, consequently approved the

The opinions of the Independent Financial Advisor on the connected transaction (For the purpose of translation only) 1 Table of Contents Page Executive Summary 5 Secion 1 Request for approval to sell

แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference