take part in and make inquiries with STARK to obtain information for decision making.After it appeared to the public that STARK had filed a complaint with the DSI against related persons, the SEC had
the SEC team are scheduled to make a field visit and have a meeting with the management team of Luxembourg Green Exchange (LGX) regarding the information platform established by Luxembourg Stock
initial approval. For the initial application, issuers are required to submit an ICO application and Part 1 of the Filing, which includes basic information about the issuer. Additionally, Part 2
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
Operator Instruction 1. An applicant for registration to be a general derivatives business operator shall specify the detail only in Part I and Part III. 2. A juristic person established under foreign law
Derivatives Business Operator Instruction 1. An applicant for registration to be a general derivatives business operator shall specify the detail only in Part I and Part III. 2. A juristic person established
: _____________________________________________________ Home Jurisdiction: ________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that NRI CIS is legally established
trust units. Clause 4 There shall be the following additional definitions: “mutual fund” means a property fund and infrastructure fund; “property fund” means property funds established pursuant to the
life insurance; (c) any other financial institution as prescribed by the SEC Office; (3) “professional code of ethics” means: (a) professional code of ethics established by the Federation of Accounting
attendance were listed companies, government regulators, signatories of the business-centred Women’s Empowerment Principles established by UN Women and UN Global Compact, and representatives from private