The Office of the Securities and Exchange Commission (Translation) PAGE (Translation) 7 Readers should be aware that only the original Thai text has legal force and that this English translation is
businesses, securities company under the laws governing securities and exchange, life insurance company under the laws governing life insurance or financial institution established under specific laws, who
regulatory association approved by the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; “Marketing agent of fund manager
the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; (Translation) 2 “Marketing agent of fund manager” means any
Commission, Thailand is a public agency established under the Securities and Exchange Act of 1992. The SEC is entrusted to supervise and develop the Thai capital market with the mission to assure a
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
more.About SECThe Securities and Exchange Commission, Thailand (SEC) is a state agency established by virtue of the Securities and Exchange Act B.E. 2535 (1992), with the main duties to promote, develop and
exchange must be qualified and recognized as prescribed by the SEC (established exchange). The last category includes foreign equity offering not fall within the said two categories. The proposed rules aim
ACMF Framework ) โดยตลาดหลักทรัพย์ต่างประเทศนั้นต้องเป็นตลาดหลักทรัพย์ต่างประเทศที่มีคุณสมบัติน่าเชื่อถือและยอมรับได้ตาม ก.ล.ต. กำหนด (established exchange) และ (3) กรณีอื่นๆ นอกจาก 2 กรณีข้างต้น ทั้งนี้
the SEC team are scheduled to make a field visit and have a meeting with the management team of Luxembourg Green Exchange (LGX) regarding the information platform established by Luxembourg Stock