The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate

Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance

information in each section of the prospectus under Clause 5 shall be as follows: (1) Fact sheet containing the particulars and information in accordance with Chapter 1 Division 1, and Chapter 3 Division 6; (2

: “foreign ETF” means collective investment scheme in the category of exchange- traded fund established under law of foreign jurisdiction; “home exchange” means exchange in foreign jurisdiction where units of

forcier business; (2) securities business; (3) derivatives business; (4) insurance business; (5) governmental financial institution established under a specific law. Division 1 Prohibited Characteristics

AS (“OKEA”), a company established under Norwegian law, which has developed and produced petroleum in Norway. The details of the transaction can be summarised as follows: 1. Date of an entry into of

Make the Capital Market ‘Work’ for Everyone.” remarked Pataravasee Suvarnsorn, SET Senior Executive Vice President, Head of Operation Management Division, and Managing Director of Thailand Clearing

financial institution established under a specific law and treated as a financial institution under the Law on Loan Interest of Financial Institutions ; (3) Islamic Bank of Thailand; “ obligor ” means a

institution established under a specific law and treated as a financial institution under the Law on Loan Interest of Financial Institutions 2 ; 1 The Law on Financial Institutions means the Financial

Investors from the Provisions of Public Offering for Sale of Securities dated 12 August 2012 shall be repealed. Chapter 1 General Provisions _________________________ Division 1 Scope of the provisions